Ascent RegTech

Regulatory Compliance Software.

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Ascent RegTech

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More About Ascent RegTech

Ascent RegTech provides a dynamic regulatory compliance software designed to help firms track and manage their changing obligations with ease and accuracy. The software is aimed at simplifying compliance processes, particularly in complex multi-jurisdictional operating environments.

Features

The software offers several key features:

  1. Obligations Inventory: Automatically generates an up-to-date digital register of your firm’s regulatory obligations.
  2. Rule Compare: Allows side-by-side comparison of the new and former versions of a rule, with changes redlined.
  3. Horizon Scanning: Provides a comprehensive understanding of your business’s regulatory requirements to inform decisions on new products or services.
  4. Scenario Planning: Helps identify compliance obligations for any acquisition or expansion effort.
  5. Audit Trail: Offers a comprehensive dashboard view of your active obligations.

Use Cases

Ascent RegTech is designed for various industries, including:

  • Financial Services
  • Mortgage Lenders
  • FinTech
  • Professional Services

These industries can benefit from Ascent’s ability to precisely identify regulations applicable to their business, establish a reliable source of regulatory truth, and remove the need to consider or research non-applicable regulations.

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